Troy K. Caperton

12400-B Alderbrook Dr.

Austin, Texas 78758

Phone 512-873-8606

E-mail troycap@bga.com

Professional experience		Registered Representative July, 2000 – present Charles Schwab & Co./CyberTrader, Inc. Austin, TX § Place equity and option contract trades on behalf of clients § Provide software and general brokerage support to clients § Conduct registered functions including interfacing with Operations, producing project results, soliciting and creating new clients accounts and implementing trading policies and procedures Margin Administrator August, 1998 – July, 2000 Cornerstone, Inc./ProTrader Austin, TX § Monitored clients’ accounts and assisted in the maintenance those accounts so that they remain with margin guidelines of the Securities and Exchange Commission and the National Association of Securities Dealers § Authorized and implemented deposits, withdrawals and trade corrections in clients’ accounts within standards and guidelines of the Securities and Exchange Commission and the National Association of Securities Dealers Internet Coordinator Feb, 1998 – August, 1998 Texas Department of Criminal Justice Austin, TX § Designed, created and published the agency web site at www.tdcj.state.tx.us § Train and supervise 31 Email Liaisons throughout the agency to respond to public requests and submit material for the agency web site § Administered and maintained the agency web site utilizing NetObjects Fusion, Microsoft Front Page, Microsoft Word, Microsoft Excel, Microsoft Power Point, Microsoft Publisher, Caere Omni Page Pro § Designed and produced training and informational brochures utilizing Microsoft Power Point, Microsoft Publisher and Adobe Pagemaker and Framemaker § Secured, manipulated, enhanced and published on the web utilizing Adobe Photoshop and JASC Paint Shop Pro § Consulted with application vendors, data services personnel and state government administrators to resolve hardware, software and content issues Parole Unit Supervisor Feb, 1995 – Feb, 1998 Texas Department of Criminal Justice Austin, TX § Developed and implemented programs related to client needs regarding successful transition to civilian society and maintaining sobriety in Austin Day Resource Center (DRC). § Supervised, reviewed and evaluated professional staff in the performance of their duties § Developed proposals and technical reports regarding resource allocation in the Austin DRC and Therapeutic Community (substance abuse) programs § Developed and delivered training programs to parole officers and supervisors District Parole Officer Sept, 1988 – Feb, 1995 Texas Department of Criminal Justice Austin, TX § Developed effective relationships with clients and supervisors to ensure successful rehabilitation of clients and efficient execution of agency policies and procedures § Performed extensive liaison duties with criminal justice § Provided resource allocation and consultation in the Austin DRC and Therapeutic Community (substance abuse) programs § Developed and delivered training programs to professionals Probation & Parole Supervisor Jan, 1986 – Sept, 1988 Louisiana Department of Corrections New Iberia, LA § Interfaced with State Courts in developing and delivering correctional programs to persons under probation and parole supervision § Supervised all aspects of the duties of Probation and Parole Officers § Developed and delivered training programs to Probation and Parole Officers § Assisted District Administrator in establishing and maintaining a District Parole Office Probation & Parole Officer July, 1979 – Jan, 1986 Louisiana Department of Corrections Thibodaux and New Iberia, LA § Interfaced with State Courts in supervising persons under probation and parole supervision § Supervised activities of persons under probation and parole supervision § Conducted DWI prevention classes § Assisted Probation & Parole Supervisor in supervising professional staff Manager July, 1971 – July, 1979 Three Point Western Store Thibodaux, LA § Maintained accounts payable, accounts receivable and inventory § Supervised activities of four employees engaged in inside retail sales § Developed and conducted training of employees § Performed inside retail sales and customer relations
Education		Post Graduate Work/History: 1986 - 1988 Univ. of Southwestern La. Bachelor of Arts/History and Religion: 1967 - 1976 Baylor University
Community Experience		§ Successively Members’ Liaison, Vice President, President, Treasurer and Funds Development Chair, Board of Directors, Capital City Men’s Chorus, Austin, Texas § Chairman and Steering Committee member, Lambda/Live and Let Live Club of Austin, Texas § Travis County Democratic Party – Precinct Chair and Credentials Committee Member
Certifications		§ Registered Representative, National Association of Securities Dealers and about twenty states (Series Seven and Sixty-three) § Registered Representative empowered to sell futures contracts, National Association of Securities Dealers (Series Three) § Louisiana Dept. of Public Safety and Corrections, Correctional Supervision § Chemical Dependency Workshop § Executive Development Program § Corrections Caseload Management § Strategies for Case Supervision § Bayou Council on Alcoholism, Administrator Course § Client Management Classification § Immersion Training in the Texas Treatment Initiative for Incarcerated Offenders § Cultural Diversity/Sensitivity Training
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